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IOSCO consults on suitability requirements for complex financial products

The Technical Committee of the International Organization of Securities Commission (IOSCO) has published a consultation report – Suitability Requirements with respect to the Distribution of Complex Financial Products (Suitability Requirements) – which sets out proposed principles relating to the customer protections, including suitability and disclosure obligations, which relate to the distribution by intermediaries of complex financial products to retail and non-retail customers

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