National regulators strengthen their supervision of the compliance function
- 1 Minute Lesezeit
The NCAs included in this follow-up report – CySEC (CY), HCMC (EL), CBI (IS), AFM (NL) and ATVP (SI) – have made progress by strengthening their supervisory frameworks, undertaking investigations and thematic reviews and making use of their enforcement tools to deter poor behaviour by firms.
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