ESMA updates its guidance on the definition of advice in a supervisory briefing
ESMA reviewed and updated the CESR Q&A on Understanding the Definition of Advice under MiFID, a document that is widely used by supervisors and firms, to align it with new business models and recent technological developments.
Themen
Weiterlesen mit einem PwC Plus-Abonnement
- qualitätsgesicherte Quellen
- tägliche Updates
- vollständige Filterfunktion von Artikeln
- Verteilung via anpassbarem Alert
Zum Anfang