ESMA finds convergence opportunities for pre-trade controls
- 1 minute reading time
The ESMA, the EU’s financial markets regulator and supervisor, recently concluded a common supervisory action (CSA), implemented together with National Competent Authorities (NCA’s) on pre-trade controls under the MiFID II.
Continue reading with a PwC Plus-Subscription
- verified Information source
- daily updates
- completely searchable articles (with refiner)
- tailored alert