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Today’s update consists of adding to the list several UK venues where some of the classes of derivatives subject to the trading obligation are available for trading.
New requirements for the encouragement of long-term shareholder engagement bring new challenges for financial institutions – is your institution ready for the SRD II?
ESMA’s opinion finds that the proposed measures are justified and proportionate and that it is necessary for NCAs of other Member States to take product intervention measures that...
The Final Report presents ESMA’s assessment of four main characteristics of FBA trading systems: limited pre-trade transparency, short auction duration, price determination within...
Today’s updates include DVC data and calculations for the period 1 May 2018 to 30 April 2019 as well as updates to already published DVC periods.
Wie zufrieden oder unzufrieden sind Anleger mit den neuen Finanzmarktregeln MiFID II und PRIIPS-VO?
NCAs to which these Guidelines apply must notify ESMA within two months of the date of publication by ESMA of the Guidelines.
The ESMA is launching a CSA which participant NCAs will carry out simultaneously, in the second half of 2019.
The purpose of these Q&As is to promote common supervisory approaches and practices in the application of MiFID II and MiFIR.
ESMA has published a Supervisory Briefing to ensure compliance with the MiFIR pre-trade transparency requirements in commodity derivatives.
Das BMF hat am 20. Mai 2019 den Referentenentwurf eines Gesetzes zur Umsetzung der Änderungsrichtlinie zur 4. EU-Geldwäscherichtlinie zur Stellungnahme vorgelegt.
ESMA has considered the impact of the UK leaving the EU without a withdrawal agreement (no-deal Brexit) on the trading obligation for shares.
The European Securities and Markets Authority (ESMA) has today issued five positive opinions on product intervention measures taken by the National Competent Authorities (NCAs) of...
The consultation is open for feedback until 27 August 2019.
ESMA will consider the feedback it has received to these consultations by 29 July 2019 and finalise its technical advice to the European Commission following the publication of EMI...
ESMA expects to publish a final report on the Guidelines on Reporting under SFTR in Q4 2019.
The purpose of this document is to promote common, uniform and consistent supervisory approaches and practices in the day-to-day application of Securitisation Regulation and help r...
This updated opinion provides the estimation of the market size of commodity derivatives and emission allowances for the year 2018.
Stakeholders are invited to provide feedback by 5 July 2019.
Stakeholders are invited to provide feedback until 5 July 2019.
Wussten Sie, dass das Kontoabrufverfahren verpflichtend durch die Interne Revision zu prüfen ist?
ESMA has issued two positive opinions on proposed product intervention measures taken by FMA of Austria.
ESMA has published an update of SI regime data that covers equity, equity-like instrument and bonds.
Nach der Auswertung der öffentlichen Konsultation ist die Erstellung eines Referentenentwurfs geplant, der das Ergebnis der Diskussion berücksichtigt.
Commission Imp Reg (EU) 2015/1519 imposing definitive countervailing duties on imports of biodiesel originating in the United States of America following an expiry review pursuant...
Commission Imp Reg (EU) 2016/675 amending Imp Reg (EU) 2015/1519 imposing definitive countervailing duties on imports of biodiesel originating in the United States of America follo...
The ESMA has published its technical advice to the European Commission (EC) on Sustainable Finance initiatives to support the EC’s Sustainability Action Plan in the areas of inves...
The ESMA has started today to make available new data for bonds subject to the pre- and post-trade requirements of MiFID II and MiFIR through its data register.
The ESMA has decided today to delay the publication of the systematic internaliser (SI) regime data for equity, equity-like instruments and bonds.
ESMA found that the proposed position limits are consistent with the objectives established in MiFID II and with the methodology developed for setting those limits.
ESMA has issued the official translation of its Guidelines on internalised settlement reporting under Article 9 of CSDR.
ESMA adopted a Decision under Art. 40 of Reg. (EU) No 600/2014
Commission Del Reg (EU) 2019/667 amend. Del Regs (EU) 2015/2205, (EU) 2016/592 and (EU) 2016/1178 to extend the dates of deferred application of the clearing obligation for certain...
The results of the transitional transparency calculations will continue to apply for one more year and the first regular annual calculations for non-equity instruments will be publ...
Nutzen Sie die Hinweise der BaFin, um Ihre Kunden zeitnah zu sensibilisieren.
On EMIR Anti-Procyclicality Margin Measures for Central Counterparties
Die EBA soll mehr Kompetenzen im Bereich der Geldwäschebekämpfung erhalten, um eine qualitativ hochwertige Aufsicht und eine wirksame Koordinierung zwischen den verschiedenen Behör...
Dates of the operations of ESMA data systems